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Grievance Redressal Policy 

A key component of sustained business growth is responsible Customer service. As a result, we work to ensure that our Customers receive exemplary service at various touchpoints. It is vital for us to maintain existing relationships by providing prompt and efficient service, so Customer satisfaction is an important factor for us.

A structured grievance redressal framework is outlined in this policy, for the handling of Customers’ queries and complaints. The process is supported by a review mechanism, to minimize the likelihood of similar issues recurring in the future.

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We follow the following grievance redressal principles:

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  • Fair and equitable treatment is to be provided to Customers at all times.

  • Customer complaints are to be handled promptly and courteously.

  • Queries and complaints are to be treated efficiently and with fairness.

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Grievance Redressal mechanism

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Level 1

If a Customer has any concerns or grievances, the Customer can write an email to [info@nswealth.in](mailto:info@nswealth.in)

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Level 2

Customers whose grievances remain unresolved after 7 (seven) working days from the date of raising the issue at Level 1, or who are dissatisfied with the response provided at Level 1, are entitled to write to the Compliance Officer at [compliance@nswealth.in](mailto:compliance@nswealth.in)

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Level 3

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If the Customer’s issue is not resolved after 7 (seven) business days after contacting the Compliance Officer as described in Level 2, the Customer may write to the Principal Officer at [nitin.sawant@nswealth.in](mailto:nitin.sawant@nswealth.in)

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Level 4

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Customers who are not satisfied with our response can file a complaint with the Securities and Exchange Board of India at https://scores.sebi.gov.in/.

Note:

  • Any query or complaint that requires additional time will be explained by the company to the Customer, along with the expected timeframe for resolving it.

  • Customer here means all the clients who are registered with NS Wealth.

BSE Notice

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NS Wealth Private Limited - Investment Advisory Unit (Separately Identifiable Unit)
SEBI RIA Registration No:
INA000009551. BASL Registration No: 1130. Type of Registration: Non-Individual. Validity of registration:  Perpetual.

Address: Office No.1, 1st Floor, Nabilal Complex,Shivaji Chowk, Near Ganpati Mandir, Vita. Sangli, Maharashtra- 415311. Corresponding SEBI local office address: Securities and Exchange Board of India, SEBI Bhavan II, Plot No: C7, “G” Block, Bandra Kurla Complex, Bandra (East), Mumbai-400051.

Principal Officer details: Mr. Nitin Sawant, Email id: nitin.sawant@nswealth.in,

Contact No. +91 91453 54545

 

Disclaimer: Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI, membership of BASL and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

The securities quoted are for illustration only and are not recommendatory.

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